Commodity trading advisor

Results: 150



#Item
101Commodities market / Commodity pool / Commodity Futures Trading Commission / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity market / Futures contract / Commodity trading advisor / Bart Chilton / Financial economics / Finance / Investment

WILLKIE FARR & GALLAGHERLLP RITA M. MOLESWORTH[removed]removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-03-01 09:11:15
102Finance / Hedge fund / Commodity Futures Trading Commission / Commodity pool / Commodity Pool Operator / National Futures Association / Securities regulation in the United States / Futures contract / Commodity trading advisor / Financial economics / Commodities market / Investment

1 July 3,2003 Mr. Jonathan G. Katz Secretary

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Source URL: www.sec.gov

Language: English - Date: 2003-08-15 11:38:30
103Financial system / Commodity Futures Trading Commission / Commodity pool / Commodity Pool Operator / Commodity trading advisor / Customer Identification Program / Bank Secrecy Act / Futures contract / Commodities market / Finance / Financial economics

U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC[removed]Telephone: ([removed]Facsimile: ([removed]removed]

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Source URL: www.cftc.gov

Language: English
104Commodity market / Financial economics / Futures contract / New York Mercantile Exchange / Commodity trading advisor / Business / Commodities market / Tokyo Commodity Exchange

List of the Members of the Study Group on the Enhancement of Competitiveness of the Industrial Futures Markets in Japan June 2007 Chair: Yasuhiro OSAKI

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Source URL: www.meti.go.jp

Language: English - Date: 2013-01-06 01:45:35
105Commodities market / Stock market / Financial markets / Futures contract / Commodity market / Commodity Futures Trading Commission / Exchange-traded fund / Commodity trading advisor / High-frequency trading / Financial economics / Investment / Finance

AMIS: IG[removed]AMIS FOURTH Session of the AMIS Global Food Market Information Group

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Source URL: www.amis-outlook.org

Language: English - Date: 2013-09-17 10:05:08
106Mathematical finance / VIX / Futures contract / Chicago Board Options Exchange / Flash Crash / Commodity Futures Trading Commission / Commodity trading advisor / Implied volatility / Futures exchange / Financial economics / Finance / Investment

Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Jefferies S&P 500® VIX Short-Term Futures ETF

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Source URL: www.sec.gov

Language: English - Date: 2011-01-05 16:07:38
107Financial services / Commodities market / Institutional investors / 76th United States Congress / Hedge fund / Commodity Futures Trading Commission / Commodity pool / Registered Investment Advisor / Commodity trading advisor / Financial economics / Investment / Finance

Microsoft Word - NYDOCS01[removed]Securities and Exchange Commission Proposed Rule 203_b__3 _-2.DOC

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Source URL: www.sec.gov

Language: English - Date: 2004-09-17 12:00:35
108Financial system / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / General Securities Representative Exam / Commodity Futures Trading Commission / Self-regulatory organization / Security / Registered Investment Advisor / United States securities law / Financial regulation / Business

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-12-24 08:54:31
109Finance / Commodity Futures Trading Commission / Commodity pool / Financial system / Commodity trading advisor / Futures contract / Commodities market / Financial economics / Commodity Pool Operator

Supplemental Questionnaire for CPOs (Self-Examination Questionnaire: For FCMs, FDMs, IBs, CPOs and CTAs)

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Source URL: www.nfa.futures.org

Language: English - Date: 2013-05-09 16:12:00
110Financial services / Economics / Auditing / Registered Investment Advisor / Financial adviser / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Investment management / Financial economics / Investment / Finance

National Examination Program Examination Priorities for 2013

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Source URL: www.sec.gov

Language: English - Date: 2013-02-21 16:48:54
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